Reference
- 1 Understanding Oaths and Acknowledgments
The Governor’s Notary Section answers hundreds of telephone inquiries
every week regarding the notary law and proper notarial procedures. In
talking with notaries, it is surprising how many of them do not understand
the basic act of “notarizing a signature.”
Many incorrectly assume that they are just verifying identification
and witnessing a signature. But, the act of notarization is much different.
When you notarize a signature, you must perform one of two official
notarial acts: take an acknowledgment from or administer an oath (or affirmation)
to the document signer. These two acts have different purposes. The lack
of understanding of these basic duties causes confusion and often leads
to errors in notarizations, even among the most experienced notaries.
To make an acknowledgment, the document signer must personally appear
before you, the notary public, and declare that he or she has signed the
document voluntarily. You should ensure that the signer understands the
document and has not been coerced into signing. If there is any question
about the signer’s willingness to execute the document or his or her understanding
of the contents of the document, you should refuse to notarize and perhaps
refer the person to an attorney for legal advice.
You may want to ask the signer, “Do you acknowledge that this is your
signature and that you are executing this document of your own free will?”
If the answer is yes, you should then complete certificate which states
that the execution of the document was acknowledged by the signer. Documents
typically requiring an acknowledgment include deeds, mortgages, contracts,
and powers of attorney (except those pertaining to motor vehicle titles).
An oath or affirmation is administered to a document signer when the
signer is required to make a sworn statement about certain facts. The signer
personally appears before you to swear (or affirm) to you, an officer duly
appointed to administer oaths, that the information contained in the document
is true. A person who makes a false oath or affirmation is subject to criminal
charges for perjury. Sworn statements are commonly used in affidavits,
depositions, and applications. A notarization requiring an oath begins
with the administration of an oath or affirmation.
The courts have held that there should be a verbal exchange between
the notary and the document signer in which the signer indicates that he
or she is taking an oath. An oath similar to one administered in court
by a judge or bailiff would be sufficient. Or, you may simply ask, “Do
you swear (or affirm) that the information contained in this document is
true?” After receiving an affirmative answer, you must complete a proper
notarial certificate indicating that an oath or affirmation was taken.
If the document you are asked to notarize contains a prepared notarial
certificate, look for the key words “acknowledged” or “sworn to” to tell
you which notarial act is required. If there is no notarial certificate
on the document, the signer must direct you whether he or she wants to
make an acknowledgment or take an oath. Unless you are an attorney, you
are not authorized to advise a person which notarial act is appropriate
for the document presented for notarization, and you may not advise the
person about the contents of the document.
In order to correctly perform the duties of your office, you need to
understand what it means to “notarize a signature” and the difference between
the acknowledgment and the oath.
NOTE: The form certificates used when taking an acknowledgment or administering
an oath are found in the notary law, section 117.05(16), Florida Statutes.
Credible Witness Info/Form &
Sign With a Mark Info/Form
Five
Musts When Using A Credible Witness
Credible
Witness must provide suitable ID to the Notary.
Credible Witness must personally know the document signer.**
Credible Witness and Document Signer must be present
during the notarization.
Credible Witness must take an oath from the Notary
Credible Witness must sign the Notary’s journal |
**The Credible Witness must attest to the following.
The
person making the acknowledgement is the person names in the document
.
The witness personally knows the person making the acknowledgement.
The witness reasonably believes that the person’s circumstances
make it difficult or impossible to obtain another form of identification
.
The person making the acknowledgment does not possess
any of the documents that may constitute satisfactory evidence of identity;
and
The witness does not have a financial interest in the
document being acknowledged and is not named in the document. |
Single Credible Witness (Generally for non-ID possessing people)
When
using a credible witness, there MUST be a chain of Personal Knowledge.
Notary must personally know Credible Witness who must personally know the
Document Signer
Two Credible Witnesses (Generally for signing by Mark)
The
Credible Witnesses must attest to the following:
The
person making the acknowledgement by mark is the person name in the document.
The
witnesses personally know the person making the acknowledgement.
The
witnesses reasonably believes that the person’s circumstances make it difficult
or impossible to sign their name
The
witnesses do not have a financial interest in the document being acknowledged
and are not named in the document. |
One witness writes the marker's name by the mark
Both
witnesses sign the document and the journal.
Typically
the following wording will suffice for Credible Witnesses for Signing By
mark. This is only added to the pages that are being notarized. Typically
on other pages that are being signed by mark the signer makes the mark
and then the TWO CREDIBLE WITNESSES print their names and then sign their
names. The original acknowledgement or such other should be marked out
and the following format used. This CAN be handwritten in:
Acknowledgement
– Signature by Mark & Two Credible Witnesses
__________________________________
(X
mark or other symbol by original signer)
__________________________________
(Signature
and printed name of 1st credible witness)
__________________________________
(Signature
and printed name of 2nd credible witness)
_______________________,
being unable to write, makes his / her mark in our presence and I, _______________________
at his / her request and in his / her presence wrote his / her name and
we hereunto subscribe our names as witness to said mark.
State
of Florida
County
of :
On _______________, before me, _______________
personally appeared _______________ ( )
personally known to me –or- ( )
proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s) is / are subscribed to the within instrument and acknowledged
to me that he / she / they executed the same in his / her / their authorized
capacity (ies) and that by his / her / their signature(s) on the instrument
the person (s) or the entity upon behalf of which the person (s) acted,
executed the instrument.
Witness
my hand and official seal. _________________________
(Official notary seal)
(Notary
signature)
Affidavits
An affidavit is a common form of sworn statement requiring an
oath. Below is the standard form of affidavit. Please note that the affiant
is the person making the sworn statement.
AFFIDAVIT
STATE
OF FLORIDA
COUNTY
OF _________________
Before
me this day personally appeared ________________________ who, being duly
sworn, deposes
and says: (INSERT
FACTS TO BE SWORN TO OR
AFFIRMED BY THE AFFIANT)
Signature
of Affiant _________________________
Sworn to
(or affirmed) and subscribed before me this ___ day of ___________,
19___
, by ________________________.
Name of Affiant
Personally known__________________
OR Produced Identification__________________
Type of Identification Produced__________________
(SEAL)
Notary
Signature _____________________________
Print,
type or stamp name of notary_________________________
|
Depositions
A deposition is the testimony of a witness, under oath or affirmation,
taken outside of court in which lawyers ask oral questions of the witness.
The testimony is usually reduced to writing and duly authenticated and
is intended to be used in a trial of a civil action or a criminal prosecution.
The person giving the testimony is called the deponent.
Notaries are authorized to administer an oath for a deposition for
use in a court case or an investigation. When administering the oath, the
notary must require the deponent’s physical presence and properly identify
him or her. If the notary keeps a journal or record of notarial acts, the
journal entry should be made at this point, including the deponent’s signature.
The notary would then administer the oath or affirmation, perhaps by having
the deponent raise his or her right hand and asking:
“Do you swear (or affirm) that the testimony you are about to give in
this matter is the truth, the whole truth, and nothing but the truth (so
help you, God)?”
Once an affirmative answer is given, the deponent is now under oath,
and the notary’s responsibility is over. Although depositions may be taken
over the telephone, the deponent must be in the physical presence of the
notary public, or other official authorized to administer oaths, at the
time the oath or affirmation is given. There is no exception to the presence
requirement, even if the attorneys for both parties stipulate otherwise.
(See Attorney General Opinion, No. 92-95, December 23, 1992.) This means
that, if you are asked to swear in a person over the phone, you must decline.
A notary, or other authorized official, would have to be present with the
deponent for the administration of the oath or affirmation. When asked
to make a written certificate of the
notarial act, we suggest that you make a certificate in substantially
the form provided below.
Depostiion
STATE
OF FLORIDA
COUNTY
OF _________________
Before
me this day personally appeared ________________________ who, being duly
sworn, deposes
and says: (INSERT
FACTS TO BE SWORN TO OR
AFFIRMED BY THE AFFIANT)
Signature
of Affiant _________________________
Sworn to
(or affirmed) and subscribed before me this ___ day of ___________,
19___
, by ________________________.
Name of Affiant
Personally known__________________
OR Produced Identification__________________
Type of Identification Produced__________________
(SEAL)
Notary
Signature _____________________________
Print,
type or stamp name of notary_________________________
|
You should also know that, as a notary public, you are not authorized to
take a deposition. That is, you may not actively participate in questioning
a witness who is giving a deposition in a criminal or civil proceeding.
A Florida appellate court recently ruled that the taking of a deposition
constitutes the practice of law under section 454.23, Florida Statutes.
Notaries who are not licensed attorneys are prohibited from engaging in
the practice of law and may be suspended from office by the Governor for
such violation. The referenced case involved two paralegals, one of
whom was a notary public, who owned a business that performed paralegal
functions. Neither was a licensed attorney, but both readily admitted their
active participation in several depositions. In its
opinion, the Court explained: A deposition is an important, formal,
recorded proceeding in which lawyers must observe the Florida rules of
court and must rely on their legal training and skills to question witnesses
effectively. The activities and services involved in participating in a
deposition often implicate ethical questions and strategic considerations
of the utmost importance. The effectiveness of the person deposing a witness
can have a significant impact on whether objectionable information is identified
and addressed or waived, whether a case is made, and how the evidence there
from is used in any subsequent legal proceeding . . . Without a doubt,
the process of directly examining or cross-examining a witness can affect
important rights under the law . . . We conclude that, lacking adequate
legal training, an attorney participating in the examination of a witness
poses the very dangers of incompetent, unethical, or irresponsible representation
. . . we hold that the nonlawyer appellees’ active participation in questioning
witnesses in depositions . . . constitutes the unauthorized practice of
law in violation of section 454.23, Florida Statutes.
The notary involved has been denied a renewal appointment by the Governor’s
Office and both persons have pending criminal charges for the unlicensed
practice law. Be careful that you do not overstep your authority when asked
to swear in a person for a deposition. The unauthorized practice of law
is a serious matter and one that is not taken lightly by the Governor’s
Office or the Court. Note: For additional information on the court case,
see State v. Foster, 674 So.2d 747 (Fla. 1st DCA 1996).
Attesting to Photocopies
In Florida, notaries are authorized to attest to the trueness of photocopies
of certain documents. Although commonly known as certified photocopies,
the notary law refers to these documents as attested photocopies. A notary
public may make attested photocopies if the following criteria, found in
section 117.05(15) of the Florida Statutes, are satisfied:
The
document must be an original document. A notary public cannot make an attested
photocopy
from a photocopy, or from another certified copy.
The
document cannot be a public record, certified copies of which are available
from another
public official. If a certified copy can be obtained from the official
source, then the notary
public should decline the request.
The
making of the photocopy must be supervised by the notary public. It is
not sufficient for the
notary public to compare the photocopy with the original document.
The
notary public must
actually make the photocopy or supervise another person while he or she
makes the photocopy.
After
making (or supervising the making of) the
photocopy, the notary must complete a notarial
certificate in substantially the same form as
prescribed by law. This
notarial certificate should be typed, stamped
or written on the front or back of the photocopy
or may be attached as a separate page. |
STATE
OF FLORIDA
COUNTY
OF __________
On this
__________ day of __________, 19__, I
attest that the preceding or attached document
is a true, exact, complete, and unaltered
photocopy made by me of: (DESCRIPTION
OF DOCUMENT)
presented
to me by the document's
custodian, ________________________,
and,
to the best of my knowledge, that the photocopied
document is neither a public record
nor a publicly recordable document, certified
copies of which are available from an official
source other than a notary public.
(SEAL)
Notary
Signature _________________________
Print,
type or stamp name of notary__________________________
|
One
of the most often asked questions concerning
attested photocopies is whether a particular
document is a public record. Notaries must
make a determination about this question before
attesting to the trueness of any photocopy.
The following documents are examples of public records, copies of which
cannot
be attested to by a notary:
Birth
certificate
Marriage
certificate
Death
certificate
Certificate
of citizenship or naturalization
Documents
filed in a court proceeding
Documents
recorded by the Clerk of the Court
Public
records maintained in government offices
Student
records (transcripts, etc.) kept in public education offices
Federal
or state income tax forms, already filed
Professional
licenses issued by the State of Florida
Any
document for which photocopying is prohibited |
This
is not a complete list of public records. If the document is issued by
a government
entity, the notary should contact that entity to determine whether a certified
copy is available. If one is available, then the notary public must decline
to make
an attested photocopy. Additionally, the notary should ask the person if
the document has been
filed in a court proceeding or in the official records at the courthouse.
The
following documents can be photocopied from the original (if not officially
filed or recorded) and attested
to by a notary, because certified copies cannot be obtained from another
public official:
Florida
driver's license |
Social
Security card |
Florida
vehicle title |
Diploma |
Medical
record |
U.S.
passport |
Contract |
Bill
of sale |
Lease |
Resident
alien card |
Personal
letter |
|
The
maximum fee a notary may charge for making an attested photocopy is $10.
|